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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Marsh IV is a financial advisor with over 25 years of experience in the financial industry. William has been a Registered Representative with Wells Fargo Advisors Financial Network, LLC since 2010. William is a Certified Financial Planner® and a Chartered Financial Consultant. William has experience with a wide range of financial products and services, including investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. Previously, William was a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., UBS PAINEWEBBER INC., and OLDE DISCOUNT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/11/2010 - Present
Wells Fargo Advisors Financial Network, LLC (SARASOTA FL)
FL
10/23/2009 - 05/11/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
FL
04/29/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
NJ
03/02/1998 - 05/07/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MI
09/07/1995 - 02/25/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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