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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mark Yawn is a financial advisor who has been in the industry since 1989. William is currently registered with Cetera Investment Advisers LLC and is located in Franklin, Tennessee. He is also registered as an Investment Advisor Representative in Tennessee. Prior to joining Cetera Investment Advisers LLC, William worked at Summit Brokerage Services, Inc. in Brentwood, Tennessee. William is licensed to provide investment advice in Florida, Michigan, North Carolina and Tennessee. He holds FINRA Series 3, 7, 63 and 66 licenses, and the SIE. William specializes in providing financial planning services, investment management for businesses and individuals, and pension consulting.
FRANKLIN, TN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/29/2023 - Present
Cetera Investment Advisers LLC (FRANKLIN TN)
TN
05/23/2014 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (BRENTWOOD TN)
TN
06/02/2008 - 05/23/2014
LPL FINANCIAL LLC (BRENTWOOD TN)
TN
05/05/2006 - 06/13/2008
UBS FINANCIAL SERVICES INC. (FRANKLIN TN)
TN
07/24/2000 - 05/11/2006
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
NC
11/02/1994 - 05/25/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
03/22/1988 - 06/29/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/01/1985 - 03/29/1988
PAINEWEBBER INCORPORATED
NA
09/23/1983 - 09/19/1985
DEAN WITTER REYNOLDS INC.
BOTH
Issued 5/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/2/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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