Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mark Sprunt is a financial professional with over 30 years of experience in the industry. William is currently registered with Allstate Financial Services, LLC and has been with the firm since June 19, 2001. William has experience with a variety of financial institutions including CNA Investor Services, Inc., BA Investment Services, Inc., MIMLIC Sales Corporation, M.C. Financial Corporation, Sentra Securities Corporation, Robert Scott Securities, Inc., Thomas F. White & Co., Incorporated, Wilshire Discount Securities, Sun Investment Services Company and NWNL Management Corporation. William has a broad range of experience in the financial services industry. William is a licensed securities professional and holds several industry licenses, including Series 6, Series 7, Series 24, Series 53, and Series 63. William also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
06/19/2001 - Present
Allstate Financial Services, LLC (Lincoln NE)
NY
04/09/2001 - 05/31/2001
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
CA
01/22/1997 - 12/08/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MN
02/03/1995 - 01/13/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
CA
04/23/1992 - 03/07/1995
M.C. FINANCIAL CORPORATION (LA JOLLA CA)
AZ
07/07/1993 - 02/21/1995
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
07/30/1992 - 06/17/1993
ROBERT SCOTT SECURITIES, INC.
CA
12/06/1991 - 04/16/1992
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
NA
07/13/1990 - 12/20/1991
WILSHIRE DISCOUNT SECURITIES
MA
03/01/1989 - 01/22/1990
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
11/25/1985 - 06/21/1988
NWNL MANAGEMENT CORPORATION
IA
Issued 10/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/20/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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