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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mark Nickles is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Sarasota, FL. William Mark Nickles has been in the industry since March 28, 2000. William Mark Nickles has passed the Series 63, Series 65, Series 7 and SIE exams. He has been registered as a broker and investment advisor representative in the state of Florida since May 2010 and has been registered as a broker in several other states. William Mark Nickles's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc. and UBS PaineWebber Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/24/2012 - Present
Wells Fargo Advisors Financial Network, LLC (SARASOTA FL)
FL
10/23/2009 - 05/11/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
FL
02/22/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
NJ
11/10/2000 - 12/20/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MA
07/19/2000 - 12/08/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
08/18/1999 - 02/08/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 12/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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