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William Mark Carey

Capital Group Private Client Services, Inc.

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About William Mark Carey

William Carey is an investment advisor representative with Capital Group Private Client Services, Inc. William has been in the industry since 1994. William is registered in California, Georgia, Illinois, Nevada, New York and Texas. William has passed the Series 7, 9, 10, 63 and 66 exams. William has worked for NEUBERGER BERMAN LLC, WACHOVIA SECURITIES, INC., and BANC OF AMERICA SECURITIES LLC. William specializes in Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Pooled Investment Vehicles.

Firm Information

William Carey is currently registered with Capital Group Private Client Services, Inc.. Capital Group Private Client Services, Inc. is an investment advisor headquartered in LOS ANGELES, CA. They manage over $38 billion in assets, primarily for high-net-worth individuals and charitable organizations. The firm also provides portfolio management for pooled investment vehicles, corporations, and pension plans.
Capital Group Private Client Services, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071

$38.34B

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Carey’s Registration & Firm History

CA

07/01/2021 - Present

Capital Group Private Client Services, Inc. (LOS ANGELES CA)

GA

03/15/2007 - 03/23/2010

NEUBERGER BERMAN LLC (ATLANTA GA)

MO

10/15/2001 - 04/03/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

06/20/2001 - 10/15/2001

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NY

05/08/1998 - 02/23/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/27/1994 - 03/10/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/23/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/25/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/17/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/31/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Mark Carey.
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