Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carey is an Investment Advisor Representative with Capital Group Private Client Services, Inc. He is based in Los Angeles, CA, and is also registered with the state of Georgia. William has been in the financial industry since 1994. He holds the Series 7, Series 9, Series 10, Series 63 and Series 66 licenses. William has experience working for several firms, including Neuberger Berman LLC, Wachovia Securities, Inc., and NationsBanc Montgomery Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2021 - Present
Capital Group Private Client Services, Inc. (LOS ANGELES CA)
GA
03/15/2007 - 03/23/2010
NEUBERGER BERMAN LLC (ATLANTA GA)
MO
10/15/2001 - 04/03/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
06/20/2001 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
05/08/1998 - 02/23/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/27/1994 - 03/10/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
BOTH
Issued 5/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/28/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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