Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mark Barber is a financial professional with over 25 years of experience in the industry. Currently, William is registered with CDX Advisors, located in New York, NY. William has held previous positions with US ARMA PARTNERS LP and CITIGROUP GLOBAL MARKETS INC. William holds the following licenses and certifications: Series 7, Series 63, Series 24, Series 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/10/2016 - Present
CDX Advisors (New York NY)
NY
04/15/2013 - 01/12/2016
US ARMA PARTNERS LP (NEW YORK NY)
NY
11/29/1997 - 03/14/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/27/1994 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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