Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Margolis is an investment advisor representative with Park Avenue Securities LLC. William Margolis is registered with the state of California, Florida, Nevada, New York, South Carolina and Texas. William has been in the financial services industry since August 14, 1992. William has a Series 3, 7, 63 and 66 license. William is also registered as an investment advisor representative. In addition to Park Avenue Securities LLC, William has been previously employed with STG Secure Trading Group, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Gruntal & Co. Incorporated, Prudential-Bache Securities Inc. and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/24/2022 - Present
Park Avenue Securities LLC (MIAMI FL)
FL
11/18/2004 - 04/06/2005
STG SECURE TRADING GROUP, INC. (BOCA RATON FL)
MO
07/01/2003 - 07/10/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/10/1991 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/11/1989 - 01/18/1991
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
01/02/1991 - 01/07/1991
PRUDENTIAL-BACHE SECURITIES INC.
NY
10/20/1987 - 10/14/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 12/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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