Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam March Moore is a financial advisor with Stifel, Nicolaus & Company, Inc. William has been in the industry since 2003 and has worked for several firms before joining Stifel. William has a wide range of experience and is registered to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
08/03/2007 - 07/07/2015
STERNE, AGEE & LEACH, INC. (MOBILE AL)
NY
06/07/2006 - 03/07/2007
RESRV PARTNERS, INC. (NEW YORK NY)
NY
04/01/2003 - 04/17/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/06/2002 - 04/14/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 10/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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