Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Malone Barrett is a financial advisor registered with Morgan Stanley. William has over 30 years of experience in the financial services industry. William has held positions at Morgan Stanley, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Syndicated Capital, Inc., First Fund Distributors, Inc., Redwood Securities Group, Inc., and Franklin/Templeton Distributors, Inc. William is licensed to provide securities and investment advisory services in Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, and West Virginia. William specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
02/09/2010 - Present
Morgan Stanley (POTOMAC MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (POTOMAC MD)
DC
03/09/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
CA
08/25/1999 - 10/31/2003
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
AZ
06/03/1996 - 05/06/1998
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CA
06/14/1994 - 02/15/1995
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
CA
07/15/1991 - 04/15/1994
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 05/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/29/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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