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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Defiel is a registered investment advisor with over 24 years of experience in the financial services industry. He is currently employed by Osaic Wealth, Inc., where he offers financial planning and investment management services to individual clients and businesses. William Defiel is also a registered representative with the Securities and Exchange Commission (SEC). He holds a Series 6, 7, and 63 licenses, as well as the SIE exam. William Defiel is passionate about helping his clients achieve their financial goals, and he has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/19/2024 - Present
Osaic Wealth, Inc. (NEW BRIGHTON MN)
MN
07/15/2015 - 06/14/2024
SECURITIES AMERICA, INC. (NEW BRIGHTON MN)
MN
01/06/2005 - 07/23/2015
FINTEGRA, LLC (NEW BRIGHTON MN)
IL
01/01/2002 - 12/31/2004
PMG SECURITIES CORPORATION (ELGIN IL)
IL
05/28/1999 - 01/01/2002
IAC SECURITIES, INC. (TINLEY PARK IL)
IA
Issued 01/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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