Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mai is an investment advisor representative at Pruco Securities, LLC. William has been in the securities industry since April 11, 2014. William holds the Series 6, Series 7TO, Series 63 and Series 65 licenses. William is also registered in 15 states as a broker-dealer and an investment advisor. William also has a non-sponsored health insurance position with a separate firm.
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Compensation from lpl enterprise, llc
1
2
CA
07/19/2021 - Present
Pruco Securities, LLC (LOS ANGELES CA)
CA
04/11/2014 - 02/13/2018
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
IA
Issued 08/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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