linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William M Richardson

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William M Richardson

William M. Richardson is a financial professional with over 20 years of experience in the industry. William has a Series 7, Series 10, Series 9, Series 24, Series 31 and SIE licenses and is registered with Northwestern Mutual Investment Services, LLC. William is also registered with the State of Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington and Wyoming. Previously, William was employed by DEAN WITTER REYNOLDS INC. William specializes in investment research and referrals to other advisors.

Firm Information

William Richardson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Richardson’s Registration & Firm History

CA

07/05/2002 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

NY

10/16/2000 - 01/23/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if William M Richardson is right for you?

Licenses & Designations

BOTH

Issued 12/05/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/2003

Series 24 - General Securities Principal Examination

BC

Issued 04/09/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/04/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 10/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William M Richardson.
Not sure if William M Richardson is right for you?