Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam M. Evans is a financial professional with over 19 years of experience in the industry. William is currently a registered representative with Hilltop Securities Inc. based in Dallas, Texas. Prior to joining Hilltop Securities Inc., William was employed at Loop Capital Markets LLC, Morgan Stanley & Co. LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and UBS Securities LLC. William is licensed to provide financial advice in all 50 states and holds a variety of licenses and certifications, including Series 3, 7, 50, 52TO, 53, 79TO, 24, and 63. William offers a wide range of financial services, including financial planning, educational seminars, and portfolio management for individuals and businesses. William has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/23/2020 - Present
Hilltop Securities Inc. (DALLAS TX)
NY
04/27/2012 - 03/16/2020
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/25/2011 - 05/10/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
06/01/2009 - 04/26/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
11/19/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
01/16/2006 - 07/02/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
02/02/2004 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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