Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Black is a financial advisor currently registered with Wells Fargo Clearing Services, LLC, with offices in NEW YORK, NY. William has been in the financial services industry since 1983. William has a diverse background, having previously worked with firms such as UBS Financial Services Inc., Citigroup Global Markets Inc. and Lehman Brothers Inc. William is licensed to provide investment advice and securities trading services in multiple states, including New York, Texas, Arizona, California, Connecticut, Florida, Illinois, Louisiana, Missouri, Nevada, New Jersey, Pennsylvania, Rhode Island and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/02/2013 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NJ
04/23/2004 - 07/08/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 05/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/01/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/08/1985 - 07/08/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/24/1983 - 08/26/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1983
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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