Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lyons is a financial professional with over 15 years of experience in the industry. William is currently registered with TP Icap Global Markets Americas LLC and holds Series 7, 31, 55, 57TO and 66 licenses. William has previously worked at LEK Securities Corporation, Roberts & Ryan Investments Inc., Rafferty Capital Markets, LLC, Elevation, LLC, Ledgmont Capital Markets LLC, RBC Professional Trader Group LLC, H&R Block Financial Advisors, Inc., Assent LLC and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/30/2022 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/10/2010 - 07/27/2022
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
04/04/2019 - 09/26/2019
ROBERTS & RYAN INVESTMENTS INC. (NEW YORK NY)
NY
02/08/2010 - 08/03/2010
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NC
02/04/2010 - 02/08/2010
ELEVATION, LLC (CHARLOTTE NC)
NY
04/06/2009 - 02/05/2010
LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/24/2008 - 03/27/2009
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
MI
11/03/2003 - 03/19/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IL
03/02/2004 - 03/15/2004
ASSENT LLC (BOLINGBROOK IL)
NY
12/03/2002 - 11/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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