Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lynn Hartfield is an investment advisor representative with LPL Financial LLC. William has been in the financial services industry since 2000 and has a wide range of experience in advising clients on investment strategies and financial planning. William has held prior positions with PFS Investments Inc., Wells Fargo Advisors, LLC, Hancock Investment Services, Inc., UBS Financial Services Inc., Morgan Keegan & Company, Inc., and New England Securities. William is registered to provide investment advice and securities services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
09/20/2022 - Present
LPL Financial LLC (PETAL MS)
MS
12/10/2013 - 09/19/2022
PFS INVESTMENTS INC. (HATTIESBURG MS)
MS
09/06/2010 - 12/02/2011
WELLS FARGO ADVISORS, LLC (GULFPORT MS)
LA
04/15/2004 - 10/14/2004
HANCOCK INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
NJ
01/02/2003 - 04/22/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TN
07/21/2000 - 05/09/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
07/21/2000 - 10/12/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 11/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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