Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lucas is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Cetera Investment Advisers LLC and is licensed in several states including Montana, Texas, California, and Colorado. William previously held positions at Pacific West Securities, Inc. and McLaughlin, Piven, Vogel Securities, Inc. He has a broad range of experience in financial planning, investment management, and securities. William Lucas provides financial advice to individuals, businesses, and charitable organizations. He holds several industry designations and is committed to providing high-quality financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
01/28/2025 - Present
Cetera Investment Advisers LLC (MISSOULA MT)
MT
11/07/2008 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (MISSOULA MT)
MT
07/22/1994 - 11/07/2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (MISSOULA MT)
GA
07/21/1993 - 07/07/1994
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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