Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lucas is a financial professional with over 30 years of experience in the industry. William has been registered with Cetera Investment Advisers LLC since 2013. Prior to that, William was registered with Pacific West Securities, Inc. and McLaughlin, Piven, Vogel Securities, Inc. William holds a variety of licenses and certifications, including the Series 6, 7, 9, 10, 63, and 66. William specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions. William is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
03/21/2024 - Present
Cetera Investment Advisers LLC (MISSOULA MT)
MT
11/07/2008 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (MISSOULA MT)
MT
07/22/1994 - 11/07/2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (MISSOULA MT)
GA
07/21/1993 - 07/07/1994
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 2/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/1/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 7/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Lucas is the right advisor for you? Invested Better is here to help.
