Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pfadt is a financial advisor at LPL Financial LLC in Indianapolis, Indiana. William has been in the financial industry since 1990 and has a wide range of experience. William holds Series 6, 7, 26, and 63 securities licenses and is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC). William has a proven track record of providing personalized financial advice and helping clients achieve their financial goals. William is committed to providing clients with the highest level of service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
11/29/2017 - Present
LPL Financial LLC (INDIANAPOLIS IN)
OH
07/21/2015 - 11/29/2017
NATIONAL PLANNING CORPORATION (MASON OH)
IN
03/20/2015 - 07/27/2015
THE O.N. EQUITY SALES COMPANY (CARMEL IN)
IN
12/17/2001 - 03/13/2015
ONEAMERICA SECURITIES, INC. (CARMEL IN)
IN
02/26/1990 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 06/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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