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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Louis Holmes has been in the financial services industry since April 18, 2000. William Louis Holmes is a registered representative with MML Investors Services, LLC, a broker-dealer firm located in Tupelo, Mississippi. William Louis Holmes has been registered with the state of Mississippi since April 20, 2010 and Texas since January 17, 2020. Prior to joining MML Investors Services, LLC, William Louis Holmes was employed by LPL FINANCIAL CORPORATION, PFIC SECURITIES CORPORATION, and AMSOUTH INVESTMENT SERVICES, INC.. William Louis Holmes has experience in the financial services industry in areas such as securities, insurance, and life, health, and disability insurance. William Louis Holmes is a member of the financial industry regulatory authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MS
01/17/2020 - Present
MML Investors Services, LLC (TUPELO MS)
MS
04/09/2007 - 04/05/2010
LPL FINANCIAL CORPORATION (TUPELO MS)
MS
10/13/2006 - 04/02/2007
PFIC SECURITIES CORPORATION (TUPELO MS)
MS
02/24/2000 - 08/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (TUPELO MS)
BOTH
Issued 05/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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