Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Herford is a financial advisor at Arkadios Wealth Advisors in Charlotte, NC. William has over 30 years of experience in the financial services industry, specializing in investment management, financial planning, and insurance. William is a Chartered Financial Consultant and holds several licenses and certifications, including Series 6, 7, 63, and 66. William previously worked at TRIAD ADVISORS LLC, NEW ENGLAND SECURITIES, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. William is committed to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/13/2020 - Present
Arkadios Wealth Advisors (Charlotte NC)
NC
04/24/2014 - 05/01/2020
TRIAD ADVISORS LLC (Charlotte NC)
NC
01/09/2007 - 04/18/2014
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
07/03/1990 - 12/31/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
WI
08/10/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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