Unclaimed
William Louis Gordon is a financial advisor with over 30 years of experience in the industry. William is currently registered with Butler Capital Partners in Old Westbury, New York, and has previously held positions at several other firms, including Aurus Advisors, Inc., Sound Securities, LLC, and Wealthplace Securities LLC. William holds a Series 65, a Series 63, a Series 24, a Series 8, a SIE, a Series 3, and a Series 7. He is also registered to sell securities in New York, Illinois, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2018 - Present
Butler Capital Partners (OLD WESTBURY NY)
MA
06/14/2017 - 03/13/2018
WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)
FL
10/16/2012 - 12/08/2016
AURUS ADVISORS, INC. (PONTE VEDRA BEACH FL)
NY
12/11/2003 - 10/07/2010
SOUND SECURITIES, LLC (JERICHO NY)
NY
06/08/2001 - 11/20/2001
WEALTHPLACE SECURITIES LLC (NEW YORK NY)
NY
04/09/1996 - 02/15/2001
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
06/29/1995 - 04/26/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/06/1981 - 05/19/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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