Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Louis Asher is an investment advisor representative for Vanguard Advisers, Inc. William Louis Asher has been in the industry since September 23, 2006. William Louis Asher holds the Series 6, 7, 63, 66, and SIE licenses. William Louis Asher is registered in Arizona and Texas. William Louis Asher has worked for various firms throughout his career including LPL Financial Corporation, E*TRADE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WM FINANCIAL SERVICES, INC., and FIDELITY BROKERAGE SERVICES LLC. William Louis Asher is a member of the Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/06/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
WA
10/14/2008 - 12/17/2009
LPL FINANCIAL CORPORATION (SEATLE WA)
WA
05/18/2006 - 10/03/2008
E*TRADE SECURITIES LLC (SEATTLE WA)
NY
05/21/2004 - 05/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
07/09/2003 - 06/03/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
RI
11/13/1992 - 11/06/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 06/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Asher is the right advisor for you? Invested Better is here to help.
