Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Louie is a financial professional with Nylife Distributors LLC. He is a registered representative in New York. William has been in the financial industry since May 2019. He has passed the Series 63, SIE and Series 6TO exams. William currently works out of the White Plains, New York office of Nylife Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/30/2020 - Present
Nylife Distributors LLC (White Plains NY)
NY
05/03/2019 - 11/10/2020
NYLIFE SECURITIES LLC (MELVILLE NY)
BC
Issued 01/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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