Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Loren Schoff is a financial advisor at UBS Financial Services Inc. in ROCHESTER, NY. William has been in the industry since 1982 and has a broad range of experience in the financial services field. William is registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA) and holds various securities licenses including Series 7, Series 8, Series 31, Series 63, and Series 65. William provides investment advice and financial planning services to individuals, corporations, and other entities. William is also a member of the Board of Directors at Gilda's Club Cancer Support Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/13/2009 - Present
UBS Financial Services Inc. (ROCHESTER NY)
NY
12/15/1995 - 03/19/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
12/23/1986 - 12/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/18/1984 - 12/19/1986
MICHAEL C. TALLEY & CO., INC.
NA
04/09/1984 - 09/17/1984
KOBRIN SECURITIES, INC.
NA
07/30/1982 - 03/12/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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