Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lopez is an active investment advisor representative currently working at J.P. Morgan Securities LLC. William has over 20 years of experience in the financial industry. William's expertise includes portfolio management for individuals and businesses, financial planning, and pension consulting. William has held previous positions at Citigroup Global Markets Inc., Morgan Stanley, and UBS Financial Services Inc. William is registered with FINRA and holds the Series 6, Series 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
03/21/2018 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/15/2015 - 11/17/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/29/2014 - 04/01/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 08/05/2014
MORGAN STANLEY (PURCHASE NY)
NY
10/05/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/17/2005 - 09/05/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
11/15/2004 - 04/14/2005
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
06/23/2000 - 12/10/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 03/05/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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