Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lincoln Braude is a financial advisor with over 35 years of experience in the industry. William is currently registered with NBC Securities, Inc. and previously held positions with RBC CAPITAL MARKETS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ADVEST, INC., JANNEY MONTGOMERY SCOTT LLC, PRUDENTIAL SECURITIES INCORPORATED, BT ALEX. BROWN INCORPORATED, ALEX. BROWN & SONS INCORPORATED, BARNETT INVESTMENTS, INC., RAYMOND JAMES & ASSOCIATES, INC., SHEARSON LEHMAN BROTHERS INC., and THE ROBINSON-HUMPHREY COMPANY INC. William holds several licenses including Series 3, 7, 9, 10, 31, 63, and 65. William also has a strong track record of success in providing financial advice to individuals, corporations, and other institutions. William is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/11/2022 - Present
NBC Securities, Inc. (SUMMIT NJ)
FL
07/07/2006 - 07/16/2012
RBC CAPITAL MARKETS, LLC (JACKSONVILLE FL)
FL
03/08/2006 - 07/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
12/03/2004 - 03/08/2006
ADVEST, INC. (PONTE VEDRA BEACH FL)
PA
10/31/2001 - 12/17/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
09/28/1999 - 10/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
09/01/1997 - 10/04/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
04/04/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
FL
11/14/1991 - 04/10/1996
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
FL
12/23/1987 - 11/22/1991
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
03/16/1987 - 01/06/1988
SHEARSON LEHMAN BROTHERS INC.
NA
07/24/1985 - 03/20/1987
THE ROBINSON-HUMPHREY COMPANY INC.
IA
Issued 01/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/05/2001
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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