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William Liang

Kroll Securities LLC

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About William Liang

William Liang is a securities professional with Kroll Securities LLC, registered with FINRA. William has passed the Series 79TO and SIE exams.

Firm Information

William Liang is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Liang’s Registration & Firm History

IL

05/31/2024 - Present

Kroll Securities LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/30/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/27/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Liang.
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