Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Alexander Williams has been in the financial services industry since December 16, 1985. William currently works as an investment advisor representative at Oppenheimer & Co. Inc. William previously worked at Fifth Third/The Ohio Company, PaineWebber Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. William is registered as a broker-dealer in 26 states and as an investment advisor in 3 states. William has passed a number of industry exams, including the Series 63, Series 65, Series 7, Series 9, Series 10, Series 99TO, and SIE. William specializes in financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. William holds a number of designations, including CFP® and ChFC®.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
03/13/2018 - Present
Oppenheimer & Co. Inc. (PLYMOUTH MI)
OH
11/10/1992 - 03/11/1999
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
NJ
09/21/1988 - 11/18/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 10/17/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/17/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/2/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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