Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lester Einstein is a financial advisor with over 40 years of experience in the industry. William is currently registered with UBS Financial Services Inc. and has a broad range of experience working for firms such as CS First Boston Corporation, Bear, Stearns & Co. Inc., Salomon Brothers Inc., and Lebenthal & Co., Inc. William holds several licenses, including Series 3, 5, 7, 15, 63, 65, 72, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/21/2010 - Present
UBS Financial Services Inc. (New York NY)
NY
10/13/1989 - 03/27/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
10/22/1987 - 10/24/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
12/24/1985 - 11/09/1987
SALOMON BROTHERS INC.
NA
12/31/1980 - 11/30/1985
LEBENTHAL & CO., INC.
IA
Issued 06/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1987
Series 5 - Interest Rate Options Examination
BC
Issued 01/14/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 09/22/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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