Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leslie Thatcher is a financial advisor who has been in the industry since April 19, 2002. William is currently registered with Techspeed Clearing LLC. William has previously worked with VELOX CLEARING LLC, BTIG, LLC, EZE CASTLE TRANSACTION SERVICES LLC, CONVERGEX EXECUTION SOLUTIONS LLC, ELECTRONIC TRANSACTION CLEARING, INC., ARCHIPELAGO TRADING SERVICES, INC., ARCHIPELAGO SECURITIES L.L.C., WAVE SECURITIES, LLC, and MITCHUM, JONES & TEMPLETON, INC. William is licensed to offer securities products in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/11/2022 - Present
Techspeed Clearing LLC (RANCHO SANTA MARGARITA CA)
CA
12/20/2018 - 05/14/2021
VELOX CLEARING LLC (Anaheim CA)
TX
04/01/2014 - 10/16/2018
BTIG, LLC (DALLAS TX)
MA
04/12/2013 - 04/02/2014
EZE CASTLE TRANSACTION SERVICES LLC (BOSTON MA)
CA
07/08/2011 - 04/05/2013
CONVERGEX EXECUTION SOLUTIONS LLC (SAN FRANCISCO CA)
CA
09/22/2009 - 07/01/2011
ELECTRONIC TRANSACTION CLEARING, INC. (LOS ANGELES CA)
IL
01/22/2004 - 03/02/2009
ARCHIPELAGO TRADING SERVICES, INC. (CHICAGO IL)
IL
08/16/2002 - 03/02/2009
ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)
IL
08/20/2001 - 08/16/2002
WAVE SECURITIES, LLC (CHICAGO IL)
CA
04/13/1995 - 03/13/1996
MITCHUM, JONES & TEMPLETON, INC. (SAN FRANCISCO CA)
BC
Issued 11/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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