Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leroy Westling is a financial advisor with LPL Financial LLC. William has been in the financial services industry since April 28, 1987. William has a Series 7 license and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). William is also registered with the state of California and Texas. William's previous employers include CETERA ADVISOR NETWORKS LLC, NFP SECURITIES, INC., FORTIS INVESTORS, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and INVESTMENT MANAGEMENT & RESEARCH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/04/2024 - Present
LPL Financial LLC (PLAYA DEL REY CA)
CA
05/06/1991 - 03/06/2024
CETERA ADVISOR NETWORKS LLC (LOS ANGELES CA)
TX
12/05/1997 - 06/03/2002
NFP SECURITIES, INC. (AUSTIN TX)
MN
11/26/1996 - 12/05/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
MN
10/08/1994 - 12/31/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
MN
07/31/1989 - 05/31/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/31/1989 - 05/31/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
04/23/1991 - 05/03/1991
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
04/29/1987 - 08/10/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 08/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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