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William Leroy Goss

Register Financial Associates, Inc.

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About William Leroy Goss

William Leroy Goss is a financial advisor with over 40 years of experience in the industry. William has held registrations with several firms including Equitable Securities Corporation, Wheat, First Securities, Inc., and Kidder, Peabody & Co. Incorporated. William is currently registered with Register Financial Associates, Inc. in the state of Georgia.

Firm Information

William Goss is currently registered with Register Financial Associates, Inc.. Register Financial Associates, Inc. is a Corporation that was formed on July 1, 1992. The firm is registered with the SEC and in 38 states.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Goss’s Registration & Firm History

GA

11/17/2016 - Present

Register Financial Associates, Inc. (ATLANTA GA)

GA

03/15/2006 - 10/17/2016

EMERGENT FINANCIAL GROUP, INC. (NORCROSS GA)

GA

07/25/2001 - 09/01/2005

DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)

TN

04/12/2001 - 06/22/2001

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

AL

01/07/1998 - 04/12/2001

REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)

GA

08/20/1996 - 01/06/1998

DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)

NA

09/11/1993 - 08/03/1994

BANK SOUTH SECURITIES CORPORATION

GA

09/06/1991 - 09/10/1993

EQUITABLE SECURITIES CORPORATION (ATLANTA GA)

NC

03/31/1989 - 04/25/1990

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NA

07/27/1988 - 04/19/1989

MARSHALL & CO. SECURITIES, INC.

NA

03/31/1982 - 06/30/1987

KIDDER, PEABODY & CO. INCORPORATED

NA

01/06/1977 - 04/01/1982

DREXEL BURNHAM LAMBERT INCORPORATED

NA

02/18/1976 - 01/06/1977

DREXEL BURNHAM & CO. INCORPORATED

NA

04/10/1972 - 03/01/1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 04/15/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Leroy Goss.
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