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William Leonard Frauenhofer

Morgan Stanley & Co. LLC

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About William Leonard Frauenhofer

William Leonard Frauenhofer is a registered representative with Morgan Stanley & Co. LLC, in Menlo Park, CA. William Frauenhofer has been in the securities industry since November 1997. William Frauenhofer holds the following licenses and certifications: Series 7, Series 24, Series 63, Series 79TO, and SIE. William Frauenhofer is registered with the following states: California and New York.

Firm Information

William Frauenhofer is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Frauenhofer’s Registration & Firm History

CA

08/17/2018 - Present

Morgan Stanley & Co. LLC (Menlo Park CA)

CA

09/08/2015 - 08/09/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)

CA

04/25/2013 - 08/13/2015

JEFFERIES LLC (FOSTER CITY CA)

CA

09/13/2011 - 04/03/2013

UBS SECURITIES LLC (SAN FRANCISCO CA)

CA

11/29/1997 - 09/09/2011

CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)

NY

10/06/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Leonard Frauenhofer.
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