Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leonard Berlin is a financial advisor currently registered with Mainstay Capital Management, LLC. William Berlin has over 20 years of experience in the financial services industry. William Berlin has held past positions with TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, ABN AMRO Financial Services, Inc., BANC ONE Securities Corporation, Hantz Financial Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. William Berlin holds Series 7, Series 24, Series 63, and Series 65 licenses. William Berlin's specialties include portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
10/03/2024 - Present
Mainstay Capital Management, LLC (GRAND BLANC MI)
MI
04/01/2014 - 01/11/2021
TD AMERITRADE, INC. (Grand Rapids MI)
MI
04/12/2006 - 08/31/2010
TD AMERITRADE, INC. (BIRMINGHAM MI)
NY
09/03/2004 - 06/28/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
10/15/2003 - 08/09/2004
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
02/21/2003 - 10/10/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
09/26/2000 - 01/31/2003
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
MN
04/28/1998 - 10/19/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/28/1998 - 10/19/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/09/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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