Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leon Chi has over 20 years of experience in the financial services industry. William is currently registered with Pacific Select Distributors, LLC and holds the Series 7, Series 24, Series 51, and SIE licenses. William has previously been registered with CETERA Investment Services LLC, CETERA Financial Specialists LLC, CETERA Advisors LLC, CETERA Advisor Networks LLC, and ING Financial Partners, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/27/2014 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
09/13/2012 - 06/09/2014
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
08/21/2012 - 06/09/2014
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
09/09/2004 - 06/09/2014
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
12/17/2002 - 06/09/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
09/09/2004 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
BC
Issued 06/23/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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