Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Leon Carter is a financial advisor with over 20 years of experience in the financial services industry. William has a wide range of experience working with various financial firms, including Voya Financial Advisors, Inc., Fiducial Investment Advisors, Inc., National Planning Corporation, H.D. Vest Investment Services, and PFS Investments Inc. William is currently registered with Cetera Investment Advisers LLC. William is also a licensed insurance agent and owns Bright Oak Financial Management, a DBA for financial products and tax preparation. William has a strong commitment to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
10/02/2023 - Present
Cetera Investment Advisers LLC (Middleton TN)
SD
04/27/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Sioux Falls SD)
OR
10/04/2004 - 03/22/2007
FIDUCIAL INVESTMENT ADVISORS, INC. (PORTLAND OR)
CA
11/26/2002 - 10/01/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TX
09/04/2002 - 12/06/2002
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
GA
10/13/1992 - 06/20/1994
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 01/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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