Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hadden is a financial advisor associated with Stifel, Nicolaus & Company, Inc.. William has been in the securities industry since November 23, 1982. William is registered with the state of Vermont and Connecticut. William has held previous registrations with RBC CAPITAL MARKETS CORPORATION, TUCKER ANTHONY INCORPORATED, DREXEL BURNHAM LAMBERT INCORPORATED and SECURITIES MANAGEMENT & RESEARCH, INC.. William is a Series 66, Series 63, Series 9, Series 10, Series 3, Series 5, Series 7, Series 6 and SIE licensed advisor. William has been employed by Stifel Nicolaus in Hamden, CT since May 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
07/07/2008 - Present
Stifel, Nicolaus & Company, Inc. (MANCHESTER CENTER VT)
VT
03/09/2002 - 07/10/2008
RBC CAPITAL MARKETS CORPORATION (MANCHESTER VT)
MA
03/03/1986 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
01/25/1984 - 03/07/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/24/1982 - 03/16/1984
SECURITIES MANAGEMENT & RESEARCH, INC.
BOTH
Issued 12/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1984
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/1984
Series 5 - Interest Rate Options Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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