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William Leighton Lillis

Northwestern Mutual Investment Services, LLC

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About William Leighton Lillis

William Leighton Lillis is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Erie, Pennsylvania. William has been in the financial services industry for over 45 years and has worked with Robert W. Baird & Co. Incorporated and Financial Planners Equity Corporation, in addition to Northwestern Mutual. William has a Series 63, Series 66, Series 7, Series 1, and Series 12 licenses. William also serves as the Chair of the Erie Yacht Club Foundation.

Firm Information

William Lillis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Lillis’s Registration & Firm History

PA

02/03/2009 - Present

Northwestern Mutual Investment Services, LLC (ERIE PA)

WI

06/14/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

03/23/1988 - 06/26/1992

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

12/24/1987 - 06/09/1988

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/12/1985 - 12/24/1987

FINANCIAL PLANNERS EQUITY CORPORATION

NA

07/08/1975 - 03/24/1986

NML EQUITY SERVICES, INC.

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Licenses & Designations

BOTH

Issued 01/29/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/1994

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 07/01/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Leighton Lillis.
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