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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Vaseliades is a registered investment advisor representative with Sovereign Wealth Advisors LLC. William has been in the financial services industry since 1990 and has a wide range of experience. William holds the Series 3, 7, 8, 9, 10, 63, and 65 licenses. William works with clients of all types including high net worth individuals, pension and profit sharing plans, corporations and other businesses, and individuals other than high net worth. Sovereign Wealth Advisors LLC is a registered investment advisor with the SEC and offers a variety of investment advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/17/2020 - Present
Sovereign Wealth Advisors LLC (HOUSTON TX)
TX
06/01/2009 - 07/20/2009
MORGAN STANLEY SMITH BARNEY (CORPUS CHRISTI TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CORPUS CHRISTI TX)
TX
06/27/2000 - 04/02/2007
MORGAN STANLEY DW INC. (CORPUS CHRISTI TX)
TN
05/23/1995 - 06/28/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
06/10/1994 - 05/31/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
01/01/1991 - 06/14/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/20/1990 - 01/01/1991
ROTAN MOSLE INC.
IA
Issued 03/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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