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William Lee Toft

Feltl & Co.

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About William Lee Toft

William Toft is a financial professional with over 38 years of experience in the industry. William has been registered with Feltl & Co. since September 2003 and is currently active in the state of Minnesota, Arizona, Colorado, Ohio and South Dakota. William has a diverse background in the financial services industry, having previously worked for firms such as Stifel, Nicolaus & Company, Incorporated, John G. Kinnard and Company, Incorporated, Everen Securities, Inc., Principal Financial Securities, INC., Hamilton Investments, Inc., PaineWebber Incorporated, Dean Witter Reynolds Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

William Toft is currently registered with Feltl & Co.. Feltl & Co. is a Corporation that was formed on February 27, 1975. The firm is registered in 51 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Toft’s Registration & Firm History

MN

09/19/2003 - Present

Feltl & Co. (Plymouth MN)

MO

12/22/2000 - 09/22/2003

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MN

08/24/1998 - 12/18/2000

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

MO

05/11/1998 - 08/14/1998

EVEREN SECURITIES, INC. (ST. LOUIS MO)

TX

09/01/1994 - 05/11/1998

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NA

06/02/1994 - 09/01/1994

HAMILTON INVESTMENTS, INC.

NJ

09/24/1990 - 06/06/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

01/18/1988 - 09/07/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

03/01/1984 - 01/29/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 07/29/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 8 public disclosures for William Lee Toft. Review regulatory record here.
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