Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Notrica is a financial advisor in San Juan Capistrano, California. William has been in the financial services industry since 1976. He is currently registered with Aegis Capital Corp. William previously worked at RBC CAPITAL MARKETS, LLC and WACHOVIA SECURITIES, LLC. William has a broad range of experience in the financial services industry, including portfolio management for individuals, businesses, and pooled investment vehicles. He also provides financial planning services. William is a Series 63, 65, 7, 8, 9, 10, 4, 5, PC and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
09/18/2024 - Present
Aegis Capital Corp. (San Juan Capistrano CA)
CA
02/24/2004 - 02/18/2022
RBC CAPITAL MARKETS, LLC (NEWPORT BEACH CA)
MO
09/04/1990 - 02/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
06/08/1981 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/21/1980 - 06/17/1981
WAGENSELLER & DURST, INC.
NA
01/31/1980 - 10/04/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/27/1976 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/23/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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