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William Lee Norton

Vanguard Marketing Corp.

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About William Lee Norton

William Norton is a financial advisor registered in Pennsylvania. He is currently affiliated with Vanguard Marketing Corp. and has been active in the industry since 1995. William has been a licensed financial advisor since 1990 and has held positions with various other firms, including PA Distributors LLC, Evergreen Investment Services, Inc., and First Union Brokerage Services, Inc. William holds Series 6, 7, 63, and 65 licenses.

Firm Information

William Norton is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Norton’s Registration & Firm History

PA

09/10/2010 - Present

Vanguard Marketing Corp. (MALVERN PA)

NY

02/19/2002 - 03/03/2005

PA DISTRIBUTORS LLC (NEW YORK NY)

NC

11/29/2000 - 01/17/2002

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NY

04/01/1999 - 10/02/2000

LIEBER & COMPANY (WHITE PLAINS NY)

NC

01/01/1998 - 02/03/1999

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

04/20/1994 - 01/01/1998

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

NJ

03/09/1990 - 04/25/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

03/09/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

05/23/1989 - 09/26/1989

F.N. WOLF & CO., INC.

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Licenses & Designations

BC

Issued 09/27/2010

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/05/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Lee Norton.
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