Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lee Morris is a financial advisor who has been in the industry since 1997. William is currently registered with Fidelity Personal And Workplace Advisors. William has previously been registered with 1st Global Capital Corp, Westcott Securities, LLC, Quasar Distributors, LLC, First Fund Distributors, Inc., and Van Kampen Funds Inc. William is licensed to provide financial advice in 53 states, the District of Columbia, and Puerto Rico. William is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (HOUSTON TX)
TX
09/20/2004 - 04/01/2005
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
11/11/2003 - 08/13/2004
WESTCOTT SECURITIES, LLC (HOUSTON TX)
TX
09/03/2002 - 09/08/2003
WESTCOTT SECURITIES, LLC (HOUSTON TX)
ME
10/04/2001 - 08/13/2002
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
07/22/1999 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
TX
12/11/1996 - 05/24/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 05/26/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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