Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Glover is a financial professional with over 20 years of experience in the industry. William currently works at LPL Financial LLC. William has a strong background in the securities industry with experience at various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., E*TRADE Securities LLC, Charles Schwab & Co., Inc., and USAA Investment Management Company. William has a wide range of experience with a focus on portfolio management for individuals and businesses. William holds several licenses and designations including Series 7, Series 9, Series 10, Series 24, Series 4, Series 53, Series 63, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/27/2012 - Present
LPL Financial LLC (FORT MILL SC)
NC
12/21/2009 - 07/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
08/12/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/22/2007 - 07/10/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
AZ
03/08/2004 - 10/12/2007
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
TX
10/03/2003 - 02/25/2004
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
08/15/1997 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/01/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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