Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lee Dale is a financial advisor who has been in the industry since February 24, 2007. William is currently registered with Charles Schwab & CO., Inc. and has been with them since April 10, 2019. Prior to that, William was registered with SunTrust Investment Services, Inc. and Scottrade, Inc. William holds FINRA Series 7, 9, 10, 66, and SIE licenses. William is licensed to sell securities in California and Florida. William also holds a license to provide investment advice in Florida. William has previously worked with SunTrust Bank, USAA Financial Planning Services, USAA Financial Advisors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
04/10/2019 - Present
Charles Schwab & CO., Inc. (Orlando FL)
FL
03/09/2018 - 02/06/2019
SUNTRUST INVESTMENT SERVICES, INC. (ALTAMONTE SPRINGS FL)
FL
07/18/2016 - 12/21/2017
SCOTTRADE, INC. (OVIEDO FL)
FL
03/19/2015 - 07/06/2016
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
PA
10/23/2013 - 02/12/2015
PNC INVESTMENTS (BETHLEHEM PA)
PA
10/28/2009 - 10/15/2013
SCOTTRADE, INC. (EASTON PA)
NJ
08/04/2006 - 10/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 12/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure William Dale is the right advisor for you? Invested Better is here to help.
