Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Briggs is a financial advisor with over 30 years of experience in the industry. William has been registered with LPL Financial LLC since 2019. William has previously held registrations with several other firms including Lincoln Financial Securities Corporation, The Leaders Group, Inc., Securities Service Network, Inc., IFG Network Securities, Inc., Comprehensive Financial Services, Inc., SunAmerica Securities, Inc., Southmark Financial Services, Inc., and Lowry Financial Services Corporation. William is a Series 6 and Series 63 licensed professional. William specializes in providing financial planning, portfolio management for individuals and businesses, and consulting services. William is a Chartered Financial Consultant. William is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/21/2019 - Present
LPL Financial LLC (LEWISVILLE NC)
NC
05/25/2001 - 10/23/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (LEWISVILLE NC)
CO
07/14/1998 - 05/25/2001
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
12/09/1996 - 07/16/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
GA
01/01/1996 - 12/05/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
01/26/1990 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
AZ
06/18/1989 - 01/31/1990
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/04/1986 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
04/11/1984 - 02/03/1986
LOWRY FINANCIAL SERVICES CORPORATION
BC
Issued 04/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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