Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Boatwright is a financial advisor with over 35 years of experience in the industry. William has been with Wells Fargo Clearing Services, LLC since 2014, and previously worked with UBS Financial Services Inc. William holds licenses in numerous states and has a strong track record of providing investment advice to a wide range of clients. William's primary focus is on portfolio management for both individuals and businesses. William also specializes in financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/10/2014 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
10/16/1998 - 09/18/2014
UBS FINANCIAL SERVICES INC. (ENCINO CA)
NY
07/02/1993 - 10/19/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
10/23/1991 - 07/12/1993
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
NA
01/12/1990 - 09/25/1991
REES FINANCIAL GROUP, INC.
CA
11/21/1986 - 08/26/1989
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 11/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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