Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lawrence Katts is a financial advisor with Interactive Brokers Corp. with over 20 years of experience in the financial services industry. William has held several positions at firms including TradeStation Securities, Inc., Saratoga Capital Markets, Shoreline Trading Group LLC, Taylor Execution Service LLC, and Easton Trading Group LLC. William is registered to provide securities services in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/07/2012 - Present
Interactive Brokers Corp. (GREENWICH CT)
NY
09/10/2009 - 01/27/2012
TRADESTATION SECURITIES, INC. (NEW YORK NY)
NY
06/20/2007 - 10/02/2009
SARATOGA CAPITAL MARKETS (NEW YORK NY)
CA
08/10/2005 - 06/19/2007
SHORELINE TRADING GROUP LLC (EL SEGUNDO CA)
NY
05/11/2005 - 08/23/2005
TAYLOR EXECUTION SERVICE LLC (NEW YORK NY)
NY
09/26/2003 - 07/20/2005
EASTON TRADING GROUP LLC (NEW YORK NY)
BC
Issued 06/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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