Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lawrence Burton is a financial advisor who has been in the industry since 1991. William is currently registered with RBC Capital Markets, LLC and is licensed to provide investment advice and services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. William previously worked at WELLS FARGO SECURITIES, LLC, KEYBANC CAPITAL MARKETS INC., NATIONSBANC INVESTMENTS, INC., NATIONSBANC CAPITAL MARKETS, INC., SOVRAN INVESTMENT CORPORATION, ESSEX FINANCIAL SERVICES, INC., ESSEX COMPANY, and CAPITAL EXPANSION GROUP, INC. William has a wide range of experience in the financial services industry and is dedicated to providing his clients with personalized advice and services. William specializes in a variety of financial planning areas, including Retirement Planning, College Savings, Estate Planning, Insurance Planning, and Tax Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
08/03/2020 - Present
RBC Capital Markets, LLC (SEATTLE WA)
WA
02/17/2010 - 01/10/2020
WELLS FARGO SECURITIES, LLC (Seattle WA)
WA
12/01/2000 - 09/25/2009
KEYBANC CAPITAL MARKETS INC. (BELLEVUE WA)
MA
02/17/1998 - 12/14/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NY
01/01/1992 - 05/21/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NA
03/11/1988 - 01/01/1992
SOVRAN INVESTMENT CORPORATION
NA
11/06/1987 - 03/01/1988
ESSEX FINANCIAL SERVICES, INC.
NA
07/21/1987 - 11/11/1987
ESSEX COMPANY
NA
07/23/1986 - 07/09/1987
CAPITAL EXPANSION GROUP, INC.
BC
Issued 07/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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