Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lawrence Barkow has been active in the securities industry since February 10, 1996. Currently, William Lawrence Barkow is registered with Vntr Securities LLC. Previously, William Lawrence Barkow was registered with JOSEPH GUNNAR & CO. LLC, FELIX INVESTMENTS LLC, ADVANCED EQUITIES, INC., OPPENHEIMER & CO. INC., PRIME CHARTER LTD., and SANDS BROTHERS & CO., LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/13/2018 - Present
Vntr Securities LLC (New York NY)
NY
07/06/2011 - 08/22/2018
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NJ
09/28/2009 - 06/13/2011
FELIX INVESTMENTS LLC (UPPER SADDLE RIVER NJ)
NY
07/28/2006 - 10/05/2009
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
01/02/2002 - 08/01/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
11/28/2001 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NY
10/30/1995 - 11/28/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BC
Issued 11/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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